About MeYvette Yunatra Baca

As a licensed investment advisor, I specialize in guiding individuals, families, and small businesses through financial planning and portfolio management. I have a strong background in both traditional and systematic investment strategies, always adapting to the evolving market landscape.

Building trust and fostering long-term relationships is at the core of my practice. My approach focuses on achieving consistent results through innovative strategies backed by thorough research. I’m committed to delivering results with integrity and keeping my clients’ goals at the forefront of every decision.

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My Achievements

36+

Years Experience

I have over 36 years of experience in the financial industry, working with several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Raymond James Financial Services, Inc.

Exams Passed

I am a distinguished financial professional with certifications in Series 7, Series 63, and the Securities Industry Essentials (SIE) Exam. These qualifications underscore my extensive knowledge in securities and investment regulations.

State Licenses

I hold 16 state licenses, which demonstrate my broad regulatory foundation and extensive geographical reach. With over three decades of experience, I excel in navigating complex financial landscapes.

1k+

Happy Clients

I have over 36 years of experience in the financial industry, serving a diverse client base through multiple firms, including Merrill Lynch, Morgan Stanley, and Raymond James Financial Services, Inc.

Firms

I have over 36 years of experience in the financial industry, working with six prominent firms: Merrill Lynch, Morgan Stanley, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Raymond James Financial Services, Inc., and Raymond James Financial Services Advisors, Inc.

100%

Approved SRO

I maintain a perfect 100% approval rating with the Self-Regulatory Organizations (SROs), reflecting my impeccable compliance and adherence to industry standards throughout my career.

Skills Obtained

Personalized Financial Guidance - Client Trust

Investment Advising & Client Management

Risk Mitigation - Maximizing ROI - Client Interaction

Portfolio & Asset Management

Research-Based Trading - Market Strategy

Securities Trading & Market Analysis

FINRA Compliance - Multi-State Licensing

Regulatory Compliance & Licensing

Reviews and Ratings

What people say about Yvette Y. Baca

1k+ Ratings

What Client's Say?

Yvette’s guidance has been pivotal in optimizing my financial strategy. Her expertise and personalized approach have made a significant difference in my investment journey. Highly recommended!

Dr. Mason Cooper

Doctor

Yvette’s attention to detail and professionalism are unmatched. Her expertise has been invaluable in navigating complex financial landscapes. I’m grateful for her support and guidance.

Owen Bryant

Computer Engineer

Yvette, your work is outstanding. You transformed my financial landscape and played a key role in my financial success. I am incredibly grateful.

Amelia Brooks

Accountant

Your professionalism, skills, and dedication have been instrumental in achieving my financial goals. I wholeheartedly recommend your services.

Kasim Adil

Data Analyst

It's always a pleasure working with you! Getting started with you was tough, but I persevered, and now my investment portfolio is accumulating steady profits.

Elena Markov

Veterinarian

From the moment we met, Yvette was dedicated and perceptive. It felt like she understood exactly what I wanted to achieve and knew the best path to get there. I couldn’t have asked for a better advisor.

Bowers Hassan

Marketing Specialist

Yvette, you're simply an amazing person. I wouldn't have achieved the volume of profits I did in the first quarter of the year if I hadn’t met you. You know exactly what to do, especially in extreme market conditions. I’d definitely recommend you over and over.

Dorothy Mae Henderson

Chief Financial Officer (CFO) (Retired)

Your guidance has been invaluable in optimizing my financial strategy. I appreciate your clarity and tailored approach, which have greatly improved my investments. Highly recommended!

Anika Shah

Corporate Attorney

I am very meticulous with my finances, which is why I decided to work with a professional like Yvette. She's incredibly detailed and effective in handling portfolios, and her trading pattern is super efficient.